AdvisorHub News of the Week - 6/21/2019

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  • 01 mins 42 secs
Two advisors who produced $5.2 million in annual revenue at Merrill Lynch in the past 12 months have joined Sanctuary Wealth. Wedbush agreed to pay $8.1 million after the SEC accused the broker-dealer of mishandling “pre-released” ADRs. A veteran UBS manager who boasted hiring virtually every employee in his California branch has resigned without explanation.

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