Dynasty Financial Partners Ramps Up New HQ
Dynasty Financial Partners is building out its new headquarters in St. Petersburg, Florida. Mercer Advisors is acquiring Regent Wealth Management Group. Ladenburg Thalmann Financial Services has purchased a stake in Newday Financial Technologies.
MASTERCLASS: ESG Investing - August 2019
ESG investing has evolved over the past decades with institutional and retail investors contributing to the growth in ESG assets under management. With an increase of flows into active management going into ESG funds and millennials boosting demand for different investment choices, it's not just ethic and values that are driving the growth. Investors are incorporating ESG factors and traditional financial analysis into the investment process. In this panel discussion, 3 experts discuss regional and generational trends in ESG investing and highlight some of the common misperceptions surrounding ESG solutions within multi-asset class portfolios: Guillaume Mascotto Vice President, Head of ESG and Investment Stewardship at American Century Investments Joshua Kendall, Senior ESG Analyst at Insight Investment Max Messervy, Responsible Investment Consultant at Mercer
Allworth Financial Making Moves
Allworth Financial, formerly known as Hanson McClain Advisors, bought Siena Wealth Management. Carson Group added a $180 million dollar firm to its partnership network. Kestra Financial added hybrid firm Alpha Wealth Advisors.
AdvisorHub News of the Week - 8/9/2019
A pair of wirehouse veterans migrated to Morgan Stanley after more than a decade with Wells. And Wells Fargo Advisors hired a Morgan Stanley broker in Texas. Separately, a Morgan Stanley veteran is being shifted from his current post to head a Pennsylvania complex. To learn more about these stories visit www.AdvisorHub.com for the full length reports from Mason Braswell, Jed Horowitz and the AdvisorHub team.
MASTERCLASS: Global Investment Outlook 2019
U.S. equity valuations are elevated and hovering near historical levels. The outlook for global monetary policy and unsynchronized economic growth conditions present its own set of challenges amid trade tensions and geopolitical concerns. In this panel discussion, 2 experts offer perspective into the potential investment tailwinds and headwinds for the second half of the year: Christian Thwaites, Chief Strategist, Brouwer & JanachowskiNoah Wise CFA, Senior Portfolio Manager, Wells Fargo Asset Management (WFAM) Multi-Sector Fixed Income - Plus team
Former Top 100 Female Advisor Behind Bars in $20 Million Ponzi Scheme
A Former Top 100 Female Advisor is behind bars after using client money on everything from astrological gems to “Hoodoo” spells to a $500,000 Dallas Cowboys suite.
AdvisorHub News of the Week - 8/2/2019
A Former Top 100 Female Advisor is behind bars after using client money on everything from astrological gems to “Hoodoo” spells to a $500,000 Dallas Cowboys suite. Brokerage veteran David Kowach will soon be in charge of Wells Fargo’s 5,400 retail bank branches. Don Marron’s private equity firm Lightyear Capital is selling its majority stake in the fast-growing RIA aggregator Wealth Enhancement Group To learn more about these stories visit www.AdvisorHub.com for the full length reports from Mason Braswell, Jed Horowitz and the AdvisorHub team.
Steward Partners Opens Fifth New Office of 2019
Hybrid RIA Steward Partners recruited a team of Merrill Lynch brokers to open a new office in Austin, Texas. Stearns Financial Group is testing its initiative for millennials - the ‘Emerging Affluent Platform.’ Sanctuary Wealth added a former UBS broker in San Francisco.
The Do's & Don'ts of Succession Planning
About 90% of American businesses are family-owned or run by family members. Frazer Rice of Calamos Wealth Management explains why succession planning is so critical.
Women & Finances: More than Dollars and Cents
What's the number one question that high-level women on Wall Street ask when it comes to their finances? Jane P. Newton of RegentAtlantic offers her perspective on the financial needs of women on Main Street and Wall Street.
Integrated Partners Adds San Diego Advisory Team
Integrated Partners has added San Diego-based Mohr Financial Group. Fiona McKenna joined Keebeck Wealth Management in Chicago. Carson Group added a $143 million firm to its partnership network.
Women & Finance: Beyond the Dollars and Cents
Jane P. Newton, Managing Partner & Wealth Advisor at RegentAtlantic, offers her perspective on the financial needs and opportunities of women on Main Street and Wall Street. Newton sheds light on the number one thing that high-level women on Wall Street ask when it comes to their finances.